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Theresa Jean Walker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Mount Laurel, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-19
NJ RA APPROVED 2005-01-01
  • TX RA
    APPROVED_RES
    Since 2009-06-19
  • NJ RA
    APPROVED
    Since 2005-01-01

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 08/1982 Present
Bank Of America, N.A. Princeton NJ 02/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-30
S63 Uniform Securities Agent State Law Examination 2004-08-18
  • S66 Uniform Combined State Law Examination
    2004-12-30
  • S63 Uniform Securities Agent State Law Examination
    2004-08-18
Other Names
  • Terri Walker
  • Theresa J Walker

View on SEC IAPD

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SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
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