Kyle Wayne Johnston

Current Employers

Employment History

• 03/1996 → 12/2016
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/1996 → 12/2016
  Northwestern Mutual Investment Services, Llc
  Seattle, WA
• 05/2007 → 12/2016
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2016 → Present
  Lpl Financial, Llc
  Seattle, WA
• 12/2016 → 08/2025
  Financial Advocates Investment Management
  Seattle, WA
• 08/2025 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2016-12-15 → 2025-09-25
  Financial Advocates Investment Management
  Seattle, WA
  Olympia, WA
• 2005-02-16 → 2016-12-14
  Northwestern Mutual Investment Services, Llc
  Bellevue, WA
  Seattle, WA
  Seattle, WA
• 2006-03-23 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. 12/13/2016 - JOHNSTON FINANCIAL INC/ Business Entity For Tax/Investment Purposes Only/ 0%/ KENMOORE, WA 2. 12/21/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2001 - 32 Hours Per Month During Securities Trading - Time Spent 20% - Life and health insurance sales - Disability, Fixed Annuities, Health, Life, Long Term Care. 3. 08/1/2017 - Tallus Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/20/2017 - 80 Hours Per Month During Securities Trading. 4. 11/11/2025- Independent Advisor Alliance, LLC- Registered Investment Advisor DBA- TALLUS CAPITAL MANAGEMENT- INV Related- At Reported Business Location(s)- Start date 09/26/2025- 120 Hours Per Month- 40 Hours During Trading- I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/01/2017- Tallus Capital Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/20/2017- 80 Hours Per Month- 80 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-14
• S63 Uniform Securities Agent State Law Examination
  1995-05-16

Designations