Kimberly Ann Phelps

Current Employers

Employment History

• 11/2008 → 03/2019
  The Huntington Investment Company
  Columbus, OH
• 03/2019 → Present
  Raymond James Financial Services, Inc.
  Petoskey, MI
• 03/2019 → Present
  Raymond James Financial Services Advisors Inc.
  Petoskey, MI
• 07/2020 → Present
  Darrell Phelps/Husband
  Harbor Springs, MI
• 03/2019 → Present
  Kap Investment Design Llc
  Https://Gateway.fInra.oRg/App/Forms/U4/View/Dataen, MI
• 03/2019 → Present
  Kap Investment Design Llc
  Petoskey, MI

Previous Registrations

• 2008-12-08 → 2019-03-07
  The Huntington Investment Company
  Petoskey, MI
  Charlevoix, MI
  Petoskey, MI
  East Jordan, MI
• 2007-03-09 → 2008-12-04
  Raymond James & Associates, Inc.
  Petoskey, MI
• 2005-07-06 → 2007-03-02
  Chase Investment Services Corp.
  Petoskey, MI
  Chicago, IL
• 2005-01-24 → 2005-07-06
  Banc One Securities Corporation
  Petoskey, MI

Other Businesses

(1)Name of Business: Darrell Phelps/Husband Address: 6942 Hardwood Ct, Harbor Springs, MI, 49740, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 07/09/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Impact 100 Little Traverse Bay Address: 6942 Hardwood Ct, Harbor Springs l, MI, 49740, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: An Impact100 Finance Committee member role involves reviewing grant applicants' financial health, assessing financial statements, calculating key metrics, ensuring fiscal responsibility for large grants (often $100k), and advising on financial stability, requiring skills in accounting, math, and Excel for rigorous due diligence to uphold the integrity of the collective giving model. I will be 1 of 10 members on the committee working together. (3)Name of Business: KAP Investment Design LLC Address: 434 E Lake St, Petoskey, MI, 49770, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/04/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Established LLC to operate my independent business with Raymond James (4)Name of Business: KP & DB LLC Address: 434 E Lake St, Petoskey, MI, 49770-4400, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/06/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: member, support LLC for shared payroll and benefits

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-14
• S63 Uniform Securities Agent State Law Examination
  1995-05-15

Other Names

• Kim Medler
• Kimberly Ann Medler