Daniel Carl Pascone

Current Employers

Employment History

• 05/2006 → 09/2016
  Prudential Annuities Distributors, Inc.
  Shelton, CT
• 06/2017 → 11/2020
  Transamerica Financial Advisors, Inc
  New York, NY
• 10/2016 → 04/2022
  Strategic Financial Solutions
  New York, NY
• 11/2020 → 03/2022
  Woodbury Financial Services Inc.
  Fairfield, CT
• 04/2022 → 10/2025
  Lpl Financial Llc
  Fairfield, CT
• 10/2025 → Present
  Sovereign Financial Group, Inc. D/B/A Tailored Wealth
  Fairfield, CT
• 08/2026 → Present
  Tailored Wealth, Llc
  Fairfield, CT

Previous Registrations

• 2022-04-19 → 2025-11-05
  Lpl Financial Llc
  San Diego, CA
  Fairfield, CT
  Fairfield, CT
• 2020-11-25 → 2022-04-26
  Woodbury Financial Services, Inc.
  Fairfield, CT
  Poughkeepsie, NY
  Fairfield, CT
• 2020-06-24 → 2020-11-30
  Transamerica Financial Advisors, Llc
  New York, NY

Other Businesses

1) Licensed insurance agent; Not investment-related; Fairfield, CT, 06824; Insurance sales; Implementation of insurance recommendations; 1 hour per month, 0 during trading hours; Licensed insurance agent 2) On a temporary and transitional basis, Daniel Pascone will be dually registered as an investment advisor representative with Sovereign Financial Group, Inc. ("Sovereign") and Tailored Wealth, LLC ("Tailored Wealth"). This dual affiliation is strictly for transitional purposes only. Following the transition of clients from Sovereign to Tailored Wealth, this dual affiliation will cease.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-14
• S63 Uniform Securities Agent State Law Examination
  2006-08-31