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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
Branch Locations
9078 Union Centre Blvd Suite 350, West Chester, OH 45069 • United States
4030 Smith Road Suite 200 Office 5, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Cincinnati | OH | 10/2014 | Present |
| Pruco Securities, Llc. | Cincinnati | OH | 10/2014 | 11/2024 |
| Lpl Enterprise, Llc | Cincinnati | OH | 11/2024 | Present |
1) 12/09/2024- Fred Darlington- Notary- Inv. Related- At Cincinnati, OH- Start date 11/01/1986- 0hrs/mnth-0hrs during trading 2) 12/09/2024- Residential Rentals- Real Estate Rental- Real Estate Rental, Residential Rentals- At Cincinnati, OH- Start date 01/09/1993- 10hrs/mnth-0hrs during trading 3) 12/09/2024- Fred Darlington- Non-Variable Insurance- Health Insurance / Medicare- At Cincinnati, OH- Start date 07/31/2019- 20hrs/mnth-10hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-20 |
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