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Sheri A Strain

B.B. Graham & Company, Inc.

Orange, CA

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Current Employers
B.B. Graham & Company, Inc.

1700 W. Katella Ave., Orange, CA 92867 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-18
  • CA RA
    APPROVED
    Since 2025-12-18

Branch Locations

1700 W. Katella Ave., Orange, CA 92867 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation El Segundo CA 06/2016 09/2017
Farmers Financial Solutions Agoura Hills CA 11/2016 09/2017
Unemployed Marina Del Rey CA 07/2016 11/2016
Bb Graham & Company Orange CA 04/2018 12/2023
Unemployed Marina Del Rey CA 10/2017 04/2018
Unemployed Marina Del Rey CA 01/2024 11/2025
Bb Graham & Company Orange CA 12/2025 Present
  • 06/2016 → 09/2017
    National Planning Corporation
    El Segundo, CA
  • 11/2016 → 09/2017
    Farmers Financial Solutions
    Agoura Hills, CA
  • 07/2016 → 11/2016
    Unemployed
    Marina Del Rey, CA
  • 04/2018 → 12/2023
    Bb Graham & Company
    Orange, CA
  • 10/2017 → 04/2018
    Unemployed
    Marina Del Rey, CA
  • 01/2024 → 11/2025
    Unemployed
    Marina Del Rey, CA
  • 12/2025 → Present
    Bb Graham & Company
    Orange, CA
Previous Registrations
  • 2018-05-10 → 2023-12-31
    B.B. Graham & Company, Inc.
    Orange, CA
    Orange, CA
  • 2016-06-22 → 2016-07-26
    National Planning Corporation
    El Segundo, CA
  • 2012-11-01 → 2014-10-17
    Financial West Group
    Westlake Village, CA
  • 2011-04-06 → 2012-09-11
    First Command Brokerage Services, Inc.
    Niceville, FL
    Shalimar, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-01
S63 Uniform Securities Agent State Law Examination 1995-07-05
  • S66 Uniform Combined State Law Examination
    2011-04-01
  • S63 Uniform Securities Agent State Law Examination
    1995-07-05
Other Names
  • Sheri Ann Strain
  • Sheri Strain

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA
ARIS FUND I · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
LPL FINANCIAL LLC · ORANGE, CA
PFS INVESTMENTS INC. · ORANGE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Orange, CA
GRAHAM & CO. ADVISORY, INC. · ORANGE, CA

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