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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Hauppauge | NY | 01/2010 | 03/2017 |
| Lpl Financial, Llc | Huntington | NY | 03/2017 | Present |
| The Pinnacle Financial Group | Huntington | NY | 06/2017 | Present |
1. 03/03/2017 - THE PINNACLE FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 25%/ ROCKVILLE CENTER, NY 2) 06/15/2017-THE PINNACLE FINANCIAL GROUP-investment related- At reported business location(s)- Registered Investment Advisor Hybrid- Hours per month 120/ hours during trading 6- Time spent 50%-I provide investment advisory services through THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity on 6/15/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 12/27/2017 - Wexler Wealth Management Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 12/19/2017 - 1 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-31 |
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