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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
NH RA APPROVED 2010-08-12
  • TX RA
    APPROVED
    Since 2026-01-21
  • NH RA
    APPROVED
    Since 2010-08-12

Branch Locations

20 Trafalgar Square, Nashua, NH 03063 • United States

Windham, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Nashua NH 11/2008 Present
Mml Investors Services, Llc Nashua NH 11/2008 Present
Other Businesses

(1) NAME: JARED ROSE INV REL: Y ADD: 20 TRAFALGAR SQUARE SUITE 442, NASHUA NH NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES POSITION: SALES. START DATE: 12/15/2009 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 4.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-22
S63 Uniform Securities Agent State Law Examination 2008-12-10
  • S65 Uniform Investment Adviser Law Examination
    2010-07-22
  • S63 Uniform Securities Agent State Law Examination
    2008-12-10

View on SEC IAPD

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