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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-02 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Westbury | NY | 10/2001 | 07/2017 |
| Park Avenue Securities | Westbury | NY | 10/2001 | 07/2017 |
| Guardian Life Insurance Company | Roslyn | NY | 07/2017 | Present |
| Park Avenue Securities Llc | Roslyn | NY | 07/2017 | Present |
1. Licensed real estate salesperson-Representing clients in the purchase and sale of real estate,. Start: 02/01/2017, Address: 641 Lexington Ave. 22nd floor NY NY 10022, 1 - 10 bus hrs per month, Investment related, 2. Insurance other then Guardian-Placing insurance with principle through another broker, Start: 02/01/2020, Address: 17 Lumber Road, Suite 11 Roslyn, NY 11576, Hrs per month - tot/bus; 3/1, Investment related, >10% annual compensation, 3) Intuitive Cloud-Consultant, business introductions, Start: 01/02/2023, Address: 26 oak lane old Brookville NY 11545, 3 total hours per month; 3 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-22 |
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