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Debra Flint

Ameriprise Financial Services, LLC

Old Saybrook, CT

Chester, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-11
CT RA APPROVED 2017-10-20
  • TX RA
    APPROVED_RES
    Since 2024-04-11
  • CT RA
    APPROVED
    Since 2017-10-20

Branch Locations

205 Old Boston Post Rd, Old Saybrook, CT 06475 • United States

Chester, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New London CT 03/2008 10/2017
Ameriprise Financial Advisors Inc. Old Saybrook CT 10/2017 03/2020
Ameriprise Financial Services, Llc Old Saybrook CT 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-01
  • S66 Uniform Combined State Law Examination
    2008-02-01
Other Names
  • Debra S Karol
  • Debra Karol
  • Debra Flint
  • Debra Sue Flint

View on SEC IAPD

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