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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-11 |
| CT | RA | APPROVED | 2017-10-20 |
Branch Locations
205 Old Boston Post Rd, Old Saybrook, CT 06475 • United States
Chester, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New London | CT | 03/2008 | 10/2017 |
| Ameriprise Financial Advisors Inc. | Old Saybrook | CT | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Old Saybrook | CT | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-01 |
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