Richard Mark Pankratz

Employer firm

Broadstreet Financial Advisers LLC CRD 130311

$84.2M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• FINANCIAL CONSULITNG

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → Present
  Broadstreet Financial Advisers Llc
  Ormond Beach, FL

Previous Registrations

• 2003-12-18 → 2014-12-31
  Broadstreet Financial Advisers Llc
  Daytona Beach, FL
• 2003-04-16 → 2003-10-25
  Cpa Financial Advisers, Inc.
  Daytona Beach, FL

Other Businesses

Duesenberg I Realty, LLC, 310 Wilmette Avenue, Suite 2, Ormond Beach, Florida 32174. The entity is a non-public Limited Liability Company set-up to own, operate, and manage family real estate holdings. Not investment-related. Since March of 2018, Mr. Pankratz has been the Managing Member and spends less than 5% of his time annually with the management of this family real estate holding.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-07-24

Designations

• Certified Financial Planner

Other Names

• Rick Pankratz