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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newtown Square PA 07/2016 Present
Massachusetts Mutual Life Insurance Company Newtown Square PA 07/2016 Present
  • 07/2016 → Present
    Newtown Square, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Newtown Square, PA
Previous Registrations
  • 2007-11-02 → 2017-03-25
    Msi Financial Services, Inc.
    Plymouth Meeting, PA
    Newark, DE
    Plymouth Meeting, PA
    Garnet Valley, PA
    Springfield, MA
    Springfield, MA
    Glen Mills, PA
    Baltimore, MD
    Newtown Square, PA
    Broomall, PA
Other Businesses

1) NAME: JOHN PRESTA INV REL: Y ADDR:16 CAMPUS BLVD, SUITE 200, NEWTOWN SQUARE, PA 19073 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, & LONG TERM CARE POSITION: AGENT START: 10/2011 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 2) NAME: JOHN PRESTA INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: RENTAL IMCOME POSITION: OWNER START: 1/1/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: COLLECT RENT AND PERFORM MAINTENANCE. 3) NAME: JP Wealth Strategies, LLC INV REL: Y ADD: 16 CAMPUS BLVD, STE 200, NEWTOWN SQUARE, PA 19073 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 11/13/2023 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 140 DESCRIBE DUTIES: Financial advisory for clients and companies 4) NAME: John Presta INV REL: Y ADD: Bradenton FL NATURE: Simple rental property POSITION: Owner START DATE: 11/21/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Managing property and speaking with renters 5) NAME: SAOR 6104 LLC INV REL: Y ADD: St. Augustine Beach FL NATURE: LLC for rental property POSITION: Owner START DATE: 11/21/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Managing property and speaking with renters

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-24
  • S63 Uniform Securities Agent State Law Examination
    1995-07-24
Other Names
  • John J Presta

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