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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED_RES | 2016-04-01 |
| OH | RA | APPROVED | 2009-03-23 |
Branch Locations
250 W Old Wilson Bridge Rd Ste 150, Worthington, OH 43085 • United States
Kennebunk, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Columbus | OH | 03/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Worthington | OH | 03/2020 | Present |
Real Estate Ownership; Single Family; 101 W. Oglethorpe Ave. #403, , Savannah, GA, 31401; Not Investment-Related; 02/25/2022. Business Ownership; Daley Resources LLC; Owner; to manage franchise expenses; 7356 Macbeth Dr, , Dublin, OH, 43016; Not Investment-Related; 03/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Bowling Green State University College of Business Leadership Council; Board Member; 114 Mauer Center, , Bowling Green, OH, 43403; Not Investment-Related; 04/12/2023; 1 to 9 hours per month; 0 during trading hours / Kennebunk Land Trust Board of Directors; Member, Board of Directors; 5 Brown Street, Suite 2, Kennebunk, ME, 04043; Not Investment-Related; 05/31/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Professional Council of The Columbus Foundation; professional network of attorneys, cpa's financial advisors recommended by the Columbus Foundation; 1234 E. Broad Street Columbus, OH 43205, ,; ; 04/27/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-09-06 |
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