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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2000-10-01 |
Branch Locations
800 N Magnolia Ave 14Th Fl [E2-Rbo], Orlando, FL 32803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Orlando | FL | 06/2002 | Present |
| Wells Fargo Advisors Llc | Orlando | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orlando | FL | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER; INV. RELATED; ALTAMONTE SPRINGS, FL; START DATE: 1/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING. TERRA OAKS HOA CORPORATION, NOT INVT RELATED, WINDERMERE, FL, PRESIDENT, START DATE 4/20/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING MAINTENANCE OF COMMUNITY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-17 |
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