Manuel Nmn Rosado

Current Employers

Employment History

• 06/2005 → Present
  Spectrum Investment Advisors, Inc.
  Mequon, WI

Previous Registrations

• 2005-05-11 → 2005-05-11
  Principal Securities, Inc.
  Milwaukee, WI

Other Businesses

Spectrum Investment Center, LLC; investment-related; 6328 West Mequon Road, Mequon, WI 53092 ; real estate rental; SIA President & LLC Member; 10/26/2010; 1 hour per month; 1 hour per month during securities trading hours; attend meetings occasionally to participate in general business decisions. Port Washington State Bank; not investment related; 206 N. Franklin St. Port Washington WI 53074; personal & commercial banking; SIA President; Bank Director; May 21, 2024; 5 hours per month; 5 hours per month during securities trading hours; Responsible for selecting, monitoring, and evaluating competent management; establishing business strategies and policies; monitoring and assessing the progress of business operations; establishing and monitoring adherence to policies and procedures required by statute, regulation, and principles of safety and soundness; and for making business decisions on the basis of fully informed and meaningful deliberation. Eastbrook Academy; not investment-related; 5375 N. Green Bay Avenue, Milwaukee WI 53209; K-12 school; SIA President; School Board member; November 2024; 2-3 hours; O hours during securities trading hours; 1. Developing a strategic plan 2. Policy development and approval 3. Hiring the principal 4. Approving an annual budget 5. Setting salaries 6. Setting tuition 7. Overseeing financial accountability 8. Ensuring that in broad terms the school is fulfilling its mission

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-28
• S63 Uniform Securities Agent State Law Examination
  1997-08-02

Other Names

• Manuel Rosado