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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-13 |
| TX | RA | APPROVED_RES | 2023-11-13 |
Branch Locations
1091 Lincoln Ave, San Jose, CA 95125 • United States
4900 Hopyard Road Suite 210 [Satellite], Pleasanton, CA 94588 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Pleasanton | CA | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pleasanton | CA | 11/2016 | 11/2023 |
| Wells Fargo Advisors Financial Network, Llc | Pleasanton | CA | 11/2023 | Present |
RENTAL PROPERTY; INV RELATED; SAN ANTONIO, TX; 100% OWNERSHIP; START: 11/2006; 1 HR PER MONTH; 0 HOURS DURING TRADING; DUTIES: LANDLORD. MPG INVESTMENTS; INV RELATED; PLEASANTON, CA; 100% OWNERSHIP, START: 11/13/2023, 160 HOURS A MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-07 |
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