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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-16 |
| NJ | RA | APPROVED | 2019-03-29 |
Branch Locations
328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States
Little Silver, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 11/2003 | 03/2019 |
| Bank Of America, Na | Red Bank | NJ | 03/2010 | 03/2019 |
| Rbc Capital Markets, Llc. | Red Bank | NJ | 03/2019 | Present |
| City National Bank | Red Bank | NY | 04/2019 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-31 |
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