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11720 Amber Park Drive Suite 150, Alpharetta, GA 30009-2276 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-06-27 |
Branch Locations
11720 Amber Park Drive Suite 150, Alpharetta, GA 30009 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-04-24 |
Branch Locations
11720 Amber Park Dr, Ste 150, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wellspring Associates | Atlanta | GA | 08/1994 | Present |
| The Wellspring Group Llc | Atlanta | GA | 05/2009 | 04/2018 |
| The Leaders Group Inc | Littleton | CO | 04/2016 | 04/2018 |
| Lpl Financial Llc | Alpharetta | GA | 04/2018 | Present |
| Wellspring Wealth Llc | Alpharetta | GA | 05/2018 | Present |
| Wellspring Wealth Management Llc | Alpharetta | GA | 05/2018 | Present |
1. 4/20/2018 - WELLSPRING ASSOCIATES LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 9/15/94 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 4/30/2018 - Wellspring Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/13/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Wellspring Wealth Management, an independent investment advisor firm. I started this business activity on 4/30/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/30/2018 - Planmark Capital Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Managing Partner - Start Date: 05/01/2018 - 80 Hours Per Month/80 Hours During Securities Trading. 4. 9/13/2018 - Wellspring Wealth LLC - DBA: Wellspring Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/13/2018 - 150 Hours Per Month/150 Hours During Securities Trading. 5. 04/08/2019 - Planmakrk Financial Group - Investment related - At reported business location(s) - Third Party Administrator (TPA) - start date:05/30/2018 - 2 hrs/mo - 2 hrs during trading. 6. 03/15/2024 - Wellspring Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/13/2018 - 150 Hours Per Month During Securities Trading. 7. 03/15/2024 - Bridge Life, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 6 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-26 |
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