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Current Employers
Wellspring Wealth Management Llc

11720 Amber Park Drive Suite 150, Alpharetta, GA 30009-2276 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-06-27
  • GA RA
    APPROVED
    Since 2018-06-27

Branch Locations

11720 Amber Park Drive Suite 150, Alpharetta, GA 30009 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-04-24
  • GA RA
    APPROVED
    Since 2018-04-24

Branch Locations

11720 Amber Park Dr, Ste 150, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellspring Associates Atlanta GA 08/1994 Present
The Wellspring Group Llc Atlanta GA 05/2009 04/2018
The Leaders Group Inc Littleton CO 04/2016 04/2018
Lpl Financial Llc Alpharetta GA 04/2018 Present
Wellspring Wealth Llc Alpharetta GA 05/2018 Present
Wellspring Wealth Management Llc Alpharetta GA 05/2018 Present
  • 08/1994 → Present
    Wellspring Associates
    Atlanta, GA
  • 05/2009 → 04/2018
    The Wellspring Group Llc
    Atlanta, GA
  • 04/2016 → 04/2018
    The Leaders Group Inc
    Littleton, CO
  • 04/2018 → Present
    Alpharetta, GA
  • 05/2018 → Present
    Wellspring Wealth Llc
    Alpharetta, GA
  • 05/2018 → Present
    Alpharetta, GA
Previous Registrations
Other Businesses

1. 4/20/2018 - WELLSPRING ASSOCIATES LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 9/15/94 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 4/30/2018 - Wellspring Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/13/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Wellspring Wealth Management, an independent investment advisor firm. I started this business activity on 4/30/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/30/2018 - Planmark Capital Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Managing Partner - Start Date: 05/01/2018 - 80 Hours Per Month/80 Hours During Securities Trading. 4. 9/13/2018 - Wellspring Wealth LLC - DBA: Wellspring Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/13/2018 - 150 Hours Per Month/150 Hours During Securities Trading. 5. 04/08/2019 - Planmakrk Financial Group - Investment related - At reported business location(s) - Third Party Administrator (TPA) - start date:05/30/2018 - 2 hrs/mo - 2 hrs during trading. 6. 03/15/2024 - Wellspring Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/13/2018 - 150 Hours Per Month During Securities Trading. 7. 03/15/2024 - Bridge Life, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 6 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-11
S63 Uniform Securities Agent State Law Examination 1995-04-26
  • S65 Uniform Investment Adviser Law Examination
    1999-11-11
  • S63 Uniform Securities Agent State Law Examination
    1995-04-26
Designations

View on SEC IAPD

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