Best Investors Account Sign in

William Jackson Brooks

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-11-28
FL RA APPROVED 2005-10-03
  • TX RA
    APPROVED
    Since 2005-11-28
  • FL RA
    APPROVED
    Since 2005-10-03

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint. Petersburg FL 09/2005 Present
Bank Of America, Na St Petersburg FL 12/2009 Present
Previous Registrations
  • 2003-08-18 → 2005-10-18
    Amsouth Investment Management Company Llc
    St . Petersburg, FL
  • 2003-02-03 → 2003-07-29
    Amsouth Investment Services, Inc.
    St. Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-01
S63 Uniform Securities Agent State Law Examination 1995-05-17
  • S66 Uniform Combined State Law Examination
    2001-05-01
  • S63 Uniform Securities Agent State Law Examination
    1995-05-17

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
RAYMOND JAMES INVESTMENT MANAGEMENT
EAGLE ASSET MANAGEMENT INC
LPL FINANCIAL LLC
WEBULL ADVISORS LLC
EDWARD JONES
THREE OAKS PARTNERS INVESTMENT COUNSEL LLC

Other Investors

Savina N Mintcheva
ALYSA REBECCA REINOEHL
MATTHEW KYLE MEHLTRETTER
Nakia Schwann Martin
JOANNA MOFFITT BEVER
Phillip Kurt Sutton
THEODORE EVERETT DESAUTELS
AUTUMN ADAIR BONSALL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES & ASSOCIATES, INC. · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
EAGLE ASSET MANAGEMENT INC · ST. PETERSBURG, FL

More in Saint Petersburg, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor