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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-09 |
| PA | RA | APPROVED | 2022-06-09 |
| TX | RA | APPROVED | 2022-06-09 |
Branch Locations
1235 Westlakes Drive Suite 225, Berwyn (Valley Forge), PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Berwyn | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Berwyn | PA | 11/2016 | 06/2022 |
| Janney Montgomery Scott Llc | Valley Forge | PA | 06/2022 | Present |
Metro Travel Consultants, Chester Springs, PA; Not Investment Related; Nature: Travel Agency; Title/Position: Treasurer; Duties: Tax filing, annual meeting attendance, no day-to-day involvement, as this is my wife and her business partner's business; Amount of time devoted is minimal - passive involvement; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-23 |
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