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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-19
PA RA APPROVED 2023-02-01
  • TX RA
    APPROVED_RES
    Since 2023-10-19
  • PA RA
    APPROVED
    Since 2023-02-01

Branch Locations

1235 Westlakes Dr Ste 260, Berwyn, PA 19312 • United States

Newtown Square, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 10/2012 05/2019
Boenning & Scattergood West Conshohocken PA 01/2020 02/2023
Unemployed Newtown Square PA 06/2019 12/2019
Lpl Financial, Llc West Conshohocken PA 02/2023 Present
  • 10/2012 → 05/2019
    Janney Montgomery Scott Llc
    Philadelphia, PA
  • 01/2020 → 02/2023
    Boenning & Scattergood
    West Conshohocken, PA
  • 06/2019 → 12/2019
    Unemployed
    Newtown Square, PA
  • 02/2023 → Present
    West Conshohocken, PA
Previous Registrations
  • 2020-01-17 → 2023-02-06
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
    West Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-27
S63 Uniform Securities Agent State Law Examination 1997-02-24
  • S66 Uniform Combined State Law Examination
    2022-09-27
  • S63 Uniform Securities Agent State Law Examination
    1997-02-24

View on SEC IAPD

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