Best Investors Account Sign in
Inactive

Elizabeth Lee Rutherford

Johnson Sterling, Inc.

Birmingham, AL

Birmingham, AL

Claim This Profile
Current Employers
Johnson Sterling, Inc.

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 1995-10-13
  • AL RA
    APPROVED
    Since 1995-10-13

Branch Locations

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Sterling Paul Birmingham AL 04/1989 Present
  • 04/1989 → Present
    Johnson Sterling Paul
    Birmingham, AL
Other Businesses

JOHNSON STERLING INC - PRESIDENT, CCO; 820 SHADES CREEK PARKWAY STE 3200 BIRMINGHAM, AL; REGISTERED INVESTMENT ADVISOR; INVESTMENT RELATED BUSINESS; ADMIN, COMPLIANCE, CLIENT MEETINGS; 90% OF TIME DEVOTED TO BUSINESS JOHNSON STERLING CONSULTING, INC. - PRESIDENT; 820 SHADES CREEK PARKWAY STE 3200 BIRMINGHAM, AL; GROUP INSURANCE CONSULTING; INVESTMENT RELATED; DISABILITY AND LIFE INSURANCE CONSULTING; ADMIN, CLIENT SERVICE; 10% OF TIME DEVOTED TO BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-06
S63 Uniform Securities Agent State Law Examination 1995-07-14
  • S65 Uniform Investment Adviser Law Examination
    1996-06-06
  • S63 Uniform Securities Agent State Law Examination
    1995-07-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor