Elizabeth Lee Rutherford

Employer firm

Johnson Sterling, Inc. CRD 106379

$3.90B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Johnson Sterling, Inc.

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	1995-10-13

AL RA
APPROVED

Since 1995-10-13

Branch Locations

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Johnson Sterling Paul	Birmingham	AL	04/1989	Present

04/1989 → Present

Johnson Sterling Paul

Birmingham, AL

Other Businesses

JOHNSON STERLING INC - PRESIDENT, CCO; 820 SHADES CREEK PARKWAY STE 3200 BIRMINGHAM, AL; REGISTERED INVESTMENT ADVISOR; INVESTMENT RELATED BUSINESS; ADMIN, COMPLIANCE, CLIENT MEETINGS; 90% OF TIME DEVOTED TO BUSINESS JOHNSON STERLING CONSULTING, INC. - PRESIDENT; 820 SHADES CREEK PARKWAY STE 3200 BIRMINGHAM, AL; GROUP INSURANCE CONSULTING; INVESTMENT RELATED; DISABILITY AND LIFE INSURANCE CONSULTING; ADMIN, CLIENT SERVICE; 10% OF TIME DEVOTED TO BUSINESS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-06
S63	Uniform Securities Agent State Law Examination	1995-07-14

S65 Uniform Investment Adviser Law Examination

1996-06-06
S63 Uniform Securities Agent State Law Examination

1995-07-14

View on SEC IAPD

Employer firm

Current Employers

Johnson Sterling, Inc.

Disclosures

Employment History

Other Businesses

Exams

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