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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-19 |
| MD | RA | APPROVED | 2026-03-18 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
Severna Park, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Annapolis | MD | 06/2026 | Present |
| Morgan Stanley Smith Barney Llc | Annapolis | MD | 05/2016 | 03/2026 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | 03/2026 |
| Rbc Capital Markets, Llc | Annapolis | MD | 03/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2020 | 03/2026 |
1) NAME OF ENTITY: Gifts For The Good Life LLC ADDRESS: 14 W Main Street, PO Box 6212, Pen Argyl, MD 18072 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family-owned business (no active role) START DATE: Jan 01, 2012 CAPACITY: Other DUTIES: None (inactive) HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) Rental Property FOR PROFIT OR NOT FOR PROFIT: PROFIT INVESTMENT RELATED: (YES OR NO) * YES ADDRESS OF BUSINESS: 208 4TH AVE BROOKLYN PARK, MD 21225 NATURE OF BUSINESS: RENTAL PROPERTY - RESIDENTIAL YOUR POSITION, TITLE, ASSOCIATION: PART OWNER START DATE OF RELATIONSHIP: MAY 2011 NUMBER OF HOURS DEVOTED PER MONTH: 4 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1 YOUR DUTIES: LITTLE WE HAVE A MANAGEMENT COMPANY I BASICALLY MAKE SURE RENTS ARE IN AND BUILDING IS FUNCTIONING BY REVIEWING THE MANAGEMENT CO DATA MONTHLY. (3) NAME OF ENTITY: K & M Management Properties, LLC ADDRESS: 205 McLean Place, PO Box 6212, Severna Park, MD 21146 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Dormant rental real estate company START DATE: May 22, 2013 CAPACITY: Owner DUTIES: None (dormant) HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Athena Management, LLC ADDRESS: 205 McLean Place, PO Box 6212, Severna Park, MD 21146 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real estate ownership (rental properties) START DATE: Jul 09, 2014 CAPACITY: Owner, Sole Proprietor DUTIES: Property management HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (5) NAME OF ENTITY: Magpie and Jones, LLC ADDRESS: 205 McLean Place, PO Box 6212, Severna Park, MD 21146 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Dormant real estate company START DATE: Feb 11, 2016 CAPACITY: Other DUTIES: None (dormant) HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-30 |
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