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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-19
MD RA APPROVED 2026-03-18
  • TX RA
    APPROVED_RES
    Since 2026-03-19
  • MD RA
    APPROVED
    Since 2026-03-18

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Severna Park, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Annapolis MD 06/2026 Present
Morgan Stanley Smith Barney Llc Annapolis MD 05/2016 03/2026
Morgan Stanley Private Bank, N.A. New York NY 06/2016 03/2026
Rbc Capital Markets, Llc Annapolis MD 03/2026 Present
Morgan Stanley Private Bank, N.A New York NY 07/2020 03/2026
  • 06/2026 → Present
    City National Bank
    Annapolis, MD
  • 05/2016 → 03/2026
    Morgan Stanley Smith Barney Llc
    Annapolis, MD
  • 06/2016 → 03/2026
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2026 → Present
    Annapolis, MD
  • 07/2020 → 03/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Gifts For The Good Life LLC ADDRESS: 14 W Main Street, PO Box 6212, Pen Argyl, MD 18072 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family-owned business (no active role) START DATE: Jan 01, 2012 CAPACITY: Other DUTIES: None (inactive) HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) Rental Property FOR PROFIT OR NOT FOR PROFIT: PROFIT INVESTMENT RELATED: (YES OR NO) * YES ADDRESS OF BUSINESS: 208 4TH AVE BROOKLYN PARK, MD 21225 NATURE OF BUSINESS: RENTAL PROPERTY - RESIDENTIAL YOUR POSITION, TITLE, ASSOCIATION: PART OWNER START DATE OF RELATIONSHIP: MAY 2011 NUMBER OF HOURS DEVOTED PER MONTH: 4 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1 YOUR DUTIES: LITTLE WE HAVE A MANAGEMENT COMPANY I BASICALLY MAKE SURE RENTS ARE IN AND BUILDING IS FUNCTIONING BY REVIEWING THE MANAGEMENT CO DATA MONTHLY. (3) NAME OF ENTITY: K & M Management Properties, LLC ADDRESS: 205 McLean Place, PO Box 6212, Severna Park, MD 21146 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Dormant rental real estate company START DATE: May 22, 2013 CAPACITY: Owner DUTIES: None (dormant) HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Athena Management, LLC ADDRESS: 205 McLean Place, PO Box 6212, Severna Park, MD 21146 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real estate ownership (rental properties) START DATE: Jul 09, 2014 CAPACITY: Owner, Sole Proprietor DUTIES: Property management HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (5) NAME OF ENTITY: Magpie and Jones, LLC ADDRESS: 205 McLean Place, PO Box 6212, Severna Park, MD 21146 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Dormant real estate company START DATE: Feb 11, 2016 CAPACITY: Other DUTIES: None (dormant) HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-12
S63 Uniform Securities Agent State Law Examination 1995-06-30
  • S65 Uniform Investment Adviser Law Examination
    1998-02-12
  • S63 Uniform Securities Agent State Law Examination
    1995-06-30
Designations

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