Best Investors
Account
Sign in
Best Investors
Account
Sign in
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-08-23 |
| CT | RA | APPROVED | 2021-08-18 |
Branch Locations
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
331 Newman Springs Road Building 2, Suite 312- 3Rd Floor, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates | Princeton | NJ | 06/2009 | 02/2019 |
| Herbert J. Sims & Co, Inc | Red Bank | NJ | 02/2019 | Present |
| Herbert J. Sims Capital Management | Red Bank | NJ | 08/2021 | Present |
1) Name: BGD Communications Compensated: Yes- residual Investment related: No Address: 2 Greenwich CT, Shoreham NY Nature of Business: Telecom Position: Agent Start date: 1999 Hours Devoted to Business: None Hours devoted during trading hours: None Description: No duties/interactions to the other business; grandfathered residuals. 2) Steven Cho is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims & Co., Inc. HJSCM primarily provides customized investment management services to high-net worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Cho began is association with HJSCM in August 2021 and devotes approximately 45% of his time to HJSCM and approximately 5% to insurance-related business; however, Mr. Cho's primary business is providing brokerage services through the broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-14 |
Reach out to this advisor