Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-28 |
| TX | RA | APPROVED | 1998-08-17 |
Branch Locations
2900 Commercial Center Blvd Ste 110, Katy, TX 77494-6581 • United States
Inlet Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Katy | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Katy | TX | 03/2020 | Present |
Other Business Activities; Office Sublease; As part of my AMPF office, I sublease to 2 other AMPF advisors on a month-to-month basis without a contract. I do not own the building, I am not the landlord and I do not own a business entity. My name is on the lease and the other 2 advisors reimburse me for their use of a portion of the office. I do not make any income from these transactions. Thomas Doggett is one of the advisors and his rent used to be paid to me from Cathy Buchanan, but now he pays me through his outside entity "T.L. Doggett, Jr, Holdings LLC." Tom Ballard is the other advisor, who is partnered with Neil Waters. Neil Waters pays me for Tom Ballard's rent through his outside entity "My Boy Blue LLC."; 2900 Commercial Center Blvd, Suite 110, Katy, TX, 77494; Not Investment-Related; 11/27/2022; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-10 |
Reach out to this advisor