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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-11-12
  • TN RA
    APPROVED
    Since 2024-11-12

Branch Locations

1616 Westgate Cir, Brentwood, TN 37027 • United States

Spring Hill, TN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brentwood TN 01/2014 03/2023
Lpl Financial Brentwood TN 03/2023 11/2024
Ameriprise Financial Services, Llc Brentwood TN 11/2024 Present
  • 01/2014 → 03/2023
    Ameriprise Financial Services, Inc.
    Brentwood, TN
  • 03/2023 → 11/2024
    Lpl Financial
    Brentwood, TN
  • 11/2024 → Present
    Brentwood, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-25
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S66 Uniform Combined State Law Examination
    2010-10-25
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07
Other Names
  • Clyde C. Allen
  • Clyde Allen
  • Clyde Clifton Allen
  • Clyde C Allen
  • Clyde Allen

View on SEC IAPD

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