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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
| CA | RA | APPROVED | 2024-01-22 |
Branch Locations
1200 California St Suite 220, Redlands, CA 92374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painter, Smith & Gorian, Inc | Redlands | CA | 04/1995 | 01/2024 |
| Prospera Financial Services Inc. | Dallas | TX | 01/2024 | Present |
| Painter, Smith & Gorian, Inc | Redlands | CA | 01/2024 | 01/2024 |
EAST VALLEY WATER DISTRICT; INVESTMENT RELATED - NO; 31111 GREENSPOT RD.; HIGHLAND, CA 92346; DIRECTOR; BOARD MEMBER; 12/2015; 15 HOURS PER MONTH, 0 DURING TRADING HOURS; RESPONSIBLE FOR PROVIDING STRATEGIC OVERSIGHT, MANAGING ORGANIZATION RISK, AND ENSUREING FISCAL ACCOUNTABILITY ON BEHALF OF RATEPAYERS. Painter, Smith & Amberg; Investment Related - Yes; 1200 California St., Redlands, CA 92374; DBA; Executive Vice President; Financial Advisor; 07/1995; 160 Hours per Month; 160 During Trading Hours; Providing financial planning and investment related services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-31 |
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