Ricardo Antonio Rodriguez Vazquez

Current Employers

Employment History

• 02/2000 → 12/2016
  Santander Securities
  San Juan, PR
• 12/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Guaynabo, PR
• 02/2017 → Present
  Bank Of America, N.A.
  Guaynabo, PR

Previous Registrations

• 2015-01-16 → 2016-12-08
  Santander Securities Llc
  San Juan, PR
  Guaynabo, PR

Other Businesses

I*379853, Entity Type: Entity For Profit, Name of OBA: Beach View LLC, Address: GUaynabo, 00969, PR Investment Related: N, Position, Title, Association: ["Owner"], Employee State Date: 01-Aug-2016, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Real Estate Properties. I'm part of the decision making in the buying and selling properties. some of the properties acquired are for rent.I*134566For profit or not for profit: For-Profit OrganizationName of outside business organization: RB Ricman LLCInvestment related: YesAddress of business: San Juan, 00907Nature of business: LLCPosition, title, association: DirectorStart date of relationship: 11/16/2020Number of hours devoted: 10 hours MonthlyNumber of hours devoted during trading hours: 0Duties: Building Cleaning Services and mane propertiesI*1826304, Entity Type Entity For Profit, Name of OBA: Rio Blanco Address: San Juan, Puerto Rico, 00907 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date:05/15/2024 No Hours: 1 monthly No Hours during trading: 0 Duties: Real Estate LLC, I'm provide advise in some real estate purchasedI*1826301Entity Type, FOR PROFITName of OBA:PALMER MANGO LLCAddress: Guaynabo, PR 00969Investment Related: NoPosition, Title, Association: DirectorEmployee Start Date:04/25/2024No Hours:1 MonthlyNo Hours during trading: 0Duties: I'm will administrate her LLC because she is a minor. The minor is my daughter, the money will be invest in US stocks and need to be deposit in a LLC for inheritance purpose.I*1826302, Entity Type: For ProfitName of OBA: K. M. LLCAddress: Guaynabo, PR 00969Investment Related: NoPosition, Title, Association: DirectorEmployee Start Date:04/25/2024 No Hours:1 MonthlyNo Hours during trading:0 Duties: I'm been acting as administrator in my son LLC, he is a minor. The minor is my son, I will be invest in US stocks. He needs this type of structure for inheritance.I*: 2817300 Entity Type: Fiduciary role Name of OBA: M. J. Trust Address: GUAYNABO Investment Related: No Position, Title, Association: Trustee Employee Start Date: 09/05/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: Trustee for son I*: 2817301 Entity Type: Fiduciary role Name of OBA: M. A. Trust Address: GUAYNABO Investment Related: No Position, Title, Association: Trustee Employee Start Date: 09/05/2025Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: Trustee for son I*2841274 Entity Type: N/A Name of OBA: R.A.R TTEE U/W M.R.M. Address:Guaynabo Puerto Rico Investment Related:No Position, Title, Association:Trustee Start Date:09/12/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:Trustee for Parents I*2841278 Entity Type: N/A Name of OBA: R.A.R TTEE U/W M.R.M. Address:Guaynabo Puerto Rico Investment Related:No Position, Title, Association:Trustee Start Date:09/12/2025 No Hours: 2 Yearly No Hours during trading:0 Yearly Duties:Trustee for Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-19
• S63 Uniform Securities Agent State Law Examination
  1996-09-07

Other Names

• Ricardo A Rodriguez Vazquez
• Ricardo Antonio Rodriguez