Carol Ann Schmidlin

Current Employers

Employment History

• 07/1994 → Present
  Franklin Planning, Llc (D.b.a. For Advisory Business)
  Egg Harbor Township, NJ
• 01/2013 → 04/2019
  Global Financial Private Capital
  Sarasota, FL
• 01/2013 → 04/2019
  Gf Investment Services, Llc
  Sarasota, FL
• 04/2019 → 06/2023
  J.W. Cole Financial, Inc.
  Tampa, FL
• 04/2019 → 06/2023
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 06/2023 → Present
  C2P Capital Advisory Group D.b.a. Prosperity Capital Advisors
  Westlake, OH

Previous Registrations

• 2019-04-22 → 2023-06-26
  J. W. Cole Advisors, Inc.
  Sewell, NJ
  Tampa, FL
  Washington, DC
• 2013-01-09 → 2019-04-24
  Global Financial Private Capital, Inc.
  Sewell, NJ
  Sarasota, FL
• 2011-10-24 → 2012-12-31
  Spc
  Sewell, NJ
• 1998-01-05 → 2011-10-24
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Sewell, NJ
  Turnersville, NJ

Other Businesses

(1) Fixed Insurance: Carol Schmidlin is a licensed insurance agent conducting business from her registered location. In this capacity, she may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Carol Schmidlin spends approx. 10 hrs/week during trading hours on this activity. (2) Carol Schmidlin is the Owner of Franklin Planning, LLC which is the operating entity for Ms. Schmidlin's advisory and insurance business and the dba she uses to promote her advisory activities. Ms. Schmidlin spends approximately forty hours per week during trading hours working under this entity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-30
• S63 Uniform Securities Agent State Law Examination
  1996-07-19