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Brent Michael Foster

Northbound Wealth

Indianapolis, IN

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Current Employers
Northbound Wealth

9247 N. Meridian Street Suite 206, Indianapolis, IN 46260 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-10-29
  • IN RA
    APPROVED
    Since 2020-10-29

Branch Locations

9247 N. Meridian Street Suite 206, Indianapolis, IN 46260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Carmel IN 10/2009 04/2017
J.P. Morgan Securities Llc Westfield IN 10/2012 04/2017
Indie Asset Partners, Llc Indianapolis IN 04/2017 10/2020
Northbound Stories, Llc Indianapolis IN 10/2019 Present
Northbound Wealth Management Llc Indianapolis IN 03/2020 Present
Dove Asset Partners, Llc Westfield IN 06/2020 06/2021
Foster & Friends, Llc Indianapolis IN 07/2021 Present
Indy Podlab Llc Indianapolis IN 05/2023 03/2024
  • 10/2009 → 04/2017
    Jpmorgan Chase Bank
    Carmel, IN
  • 10/2012 → 04/2017
    Westfield, IN
  • 04/2017 → 10/2020
    Indianapolis, IN
  • 10/2019 → Present
    Northbound Stories, Llc
    Indianapolis, IN
  • 03/2020 → Present
    Northbound Wealth Management Llc
    Indianapolis, IN
  • 06/2020 → 06/2021
    Dove Asset Partners, Llc
    Westfield, IN
  • 07/2021 → Present
    Foster & Friends, Llc
    Indianapolis, IN
  • 05/2023 → 03/2024
    Indy Podlab Llc
    Indianapolis, IN
Previous Registrations
  • 2017-04-07 → 2020-10-27
    Carmel, IN
  • 2012-10-01 → 2017-04-13
    Westfield, IN
    Fishers, IN
    Noblesville, IN
    Carmel, IN
  • 2009-11-10 → 2012-10-01
    Chase Investment Services Corp.
    Carmel, IN
    Carmel, IN
    Indianapolis, IN
    Fishers, IN
    Westfield, IN
  • 2009-03-24 → 2009-10-15
    Securian Financial Services, Inc.
    Indianapolis, IN
  • 2008-12-16 → 2009-01-08
    Indianapolis, IN
Other Businesses

Brent Foster is the Founder & CEO of Foster & Friends LLC where he offers a podcast show and marketing consulting services. This accounts for up to less than 5% of his time. Brent Foster is the Owner/CEO of Northbound Stories, LLC where he is an author of children's books. This activity accounts for less than 5% of his time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-15
  • S66 Uniform Combined State Law Examination
    2008-12-15

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