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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance | Brentwood | TN | 06/2006 | 11/2023 |
| Nationwide Securities Inc | Dublin | OH | 11/2007 | 11/2023 |
| The O.N. Equity Sales Company | Cincinnati | OH | 03/2024 | Present |
| Augustar Financial | Cincinnati | OH | 03/2024 | Present |
| Unemployed | Round Rock | TX | 12/2023 | 02/2024 |
1). AuguStar Financial; not investment related; One financial way, Cincinnati, OH 45242; External Wholesaler; 03/11/2024-present; 40 hours/month (40 hours during securities trading hours); life wholesaling for AuguStar.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-07 |
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