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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-20 |
| OH | RA | APPROVED | 2007-07-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Findlay | OH | 07/2007 | Present |
(1) 04/07/2014: CRUMP INSURANCE BROKERAGE - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - LIFE, DISABILITY, LONG-TERM CARE (2) 06/16/2022 - Defiance 504 LLC - Investment Related - Findlay OH 45840 - Real Estate Rental - Start Date - 06/01/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. (3) 06/23/2022 - J & R Real Estate Investments - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 01/24/2011 - 3 Hours Per Month/3 Hours During Securities Trading - Entity that owns the office building. (4) 06/30/2022 - Jackson Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/01/2016 - 160 Hours Per Month/ 8 Hours During Securities Trading. (5) 10/14/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Notary Public - Start Date - 11/06/2017 - 1 Hours Per Month/1 Hours During Securities Trading (6) 12/09/2025 - Defiance 504 LLC - Real Estate Rental - Not Investment Related - Findlay, OH - Start Date 06/01/2022 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-08-12 |
| S66 | Uniform Combined State Law Examination | 2001-05-25 |
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