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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-09 |
| CA | RA | APPROVED | 2020-12-15 |
Branch Locations
400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Sacramento | CA | 01/1982 | 12/2019 |
| Morgan Stanley | Sacramento | CA | 08/2016 | Present |
| Self Employed | Sacramento | CA | 08/1999 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-20 |
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