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7 Boyce Avenue, Greenville, SC 29601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2004-07-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. F/K/A Royal Alliance Associates, Inc. | Greenville | SC | 04/1995 | Present |
| Rogers Financial Advisory Group, Llc | Greenville | SC | 06/2004 | Present |
| Rogers Financial Group | Greenville | SC | 07/2006 | Present |
1) ROGERS FINANCIAL GROUP; 7 BOYCE AVENUE, GREENVILLE, SC 29601; INVESTMENT RELATED, COMPLIANCE OFFICER, EMPLOYEE, BEGIN 07/2006, 30 HRS/MO, COMPLIANCE REVIEW OF INVESTMENT BUSINESS. 2) David King, Yes, 7 Boyce Avenue, Greenville, SC 29601, Agent, 03/30/1995, 10, 5, Selling Life, LTC, and Fixed Insurance 3) David King, No, 7 Boyce Avenue, Greenville, SC 29601, Tax Preparer, 01/01/1999, 10, 10, Tax preparation for individuals 4) Rogers Financial Advisory Group, LLC, Yes, 7 Boyce Avenue, Greenville, SC 29601, 100, 75, Investment management and financial planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-16 |
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