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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-02-05 |
Branch Locations
555 Marriott Drive Suite 150, Nashville, TN 37219 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Ashland City, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Nashville | TN | 10/2005 | 01/2024 |
| Southwestern Investment Group | Nashville | TN | 09/2021 | 11/2022 |
| Southwestern Investment Advisory Services | Nashville | TN | 09/2021 | 11/2022 |
| Sagespring | Nashville | TN | 11/2022 | 01/2024 |
| Southwestern Investment Advisory Services | Nashville | TN | 09/2021 | 11/2022 |
| Seven Arrows, Llc | Nashville | TN | 01/2024 | Present |
| Steward Partners Investment Solutions, Llc | Nashville | TN | 01/2024 | Present |
| Steward Partners Investment Advisory, Llc | Nashville | TN | 01/2024 | Present |
(1) Name of Business: Aull Wealth Team Address: 555 Marriott Dr, Ste 150, Nashville, TN, 37214, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 05/05/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: registered branch associate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-18 |
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