Richard Allen Smith

Current Employers

Employment History

• 04/2007 → 01/2024
  Woodbury Financial Services
  Ames, IA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Ames, IA

Previous Registrations

• 2007-04-17 → 2024-01-19
  Woodbury Financial Services, Inc.
  Ames, IA
  Lincoln, NE
  Ames, IA
• 2005-09-19 → 2007-04-18
  Cuna Brokerage Services, Inc.
  Ames, IA
  Ames, IA

Other Businesses

1) RICHARD SMITH AGENCY; NON INV REL; 311 Lincoln Way, Ste #2, AMES, IA 50010; SELLS TRAD LIFE & HEALTH INS; SINCE 02/1995; 100% OWNER; 5HR/MO; 1HR/MO; SELL TRADITIONAL LIFE, HEALTH INSURANCE LTC and Disability insurance 2) 1228 GRAND LLC POSITION: co-owner 50% NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2020 ADDRESS: 1228 Grand Ave, Ames IA 50010, United States DESCRIPTION: Paying bills, collecting rent 3) BLUE BOOK RETIREMENT SOLUTIONS INC POSITION: owner NATURE: S corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 120 START DATE: 04/28/2022 ADDRESS: 1228 Grand Ave, Ames IA 50010, United States DESCRIPTION: Marketing investment products to the public 4) 501 MAIN LLC POSITION: owner 100% NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2022 ADDRESS: 1228 Grand Ave, Ames IA 50276, United States DESCRIPTION: Collect rent, pay bills. 5) 410 CEDAR LLC POSITION: Operating Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2025 ADDRESS: 1228 Grand Ave, Ames IA 50010, United States DESCRIPTION: Collect rent, pay bills

Exams

• S66 Uniform Combined State Law Examination
  2005-09-17
• S63 Uniform Securities Agent State Law Examination
  1995-06-20

Other Names

• Richard A Smith