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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-03-25
  • VA RA
    APPROVED
    Since 2017-03-25

Branch Locations

780 Pilot House Dr Bldg 400 Ste A, Newport News, VA 23606 • United States

Williamsburg, VA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Massena NY 05/1995 03/2017
Mml Investors Services, Llc Newport News VA 03/2017 Present
Massmutual Life Insurance Co Newport News VA 07/2016 Present
  • 05/1995 → 03/2017
    Metlife Securities Inc.
    Massena, NY
  • 03/2017 → Present
    Newport News, VA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newport News, VA
Previous Registrations
  • 2000-04-17 → 2017-03-25
    Msi Financial Services, Inc.
    Newport News, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-12
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15
Other Names
  • Rob Kaine

View on SEC IAPD

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