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Patrick Christian Mcgovern

Osaic Advisory Services, LLC

Holbrook, NY

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-12
  • NY RA
    APPROVED
    Since 2024-10-12

Branch Locations

4250 Veterans Memorial Hwy Suite 100E, Holbrook, NY 11741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Holbrook NY 11/2014 10/2024
Osaic Advisory Services Atlanta GA 10/2024 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 11/2014 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
Previous Registrations
  • 2018-01-02 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2015-07-09 → 2018-03-27
    Professional Planning Services
    Holbrook, NY
Other Businesses

1) NOTARY PUBLIC POSITION: Notary Public NATURE: No business structure and do not accept fees. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/04/2006 ADDRESS: 4250 Veterans Memorial Hwy., Suite 100E, Holbrook NY 11741, United States DESCRIPTION: Administer oaths and affirmations. 2) PPS ADVISORS, INC. POSITION: Director of Operations and Finance NATURE: S-Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 142 START DATE: 03/16/2015 ADDRESS: 4250 Veterans Memorial Hwy., Suite 100E, Holbrook NY 11741, United States DESCRIPTION: Director of Operations and Finance: I run the operations department, assist advisors/ reps and clients with service and well as accounts payable. 3) INSURANCE POSITION: Life and Health Broker. NATURE: Licensed as a Life and Health broker, no sales, no income received. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: 4250 Veterans Memorial Hwy., Suite 100E, Holbrook NY 11741, United States DESCRIPTION: I am licensed but do not sell, licensed is maintain for client and advisor service only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-23
S63 Uniform Securities Agent State Law Examination 1996-10-04
  • S66 Uniform Combined State Law Examination
    2006-02-23
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04
Other Names
  • Patrick C Mcgovern

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