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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-12 |
Branch Locations
4250 Veterans Memorial Hwy Suite 100E, Holbrook, NY 11741 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Holbrook | NY | 11/2014 | 10/2024 |
| Osaic Advisory Services | Atlanta | GA | 10/2024 | Present |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1) NOTARY PUBLIC POSITION: Notary Public NATURE: No business structure and do not accept fees. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/04/2006 ADDRESS: 4250 Veterans Memorial Hwy., Suite 100E, Holbrook NY 11741, United States DESCRIPTION: Administer oaths and affirmations. 2) PPS ADVISORS, INC. POSITION: Director of Operations and Finance NATURE: S-Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 142 START DATE: 03/16/2015 ADDRESS: 4250 Veterans Memorial Hwy., Suite 100E, Holbrook NY 11741, United States DESCRIPTION: Director of Operations and Finance: I run the operations department, assist advisors/ reps and clients with service and well as accounts payable. 3) INSURANCE POSITION: Life and Health Broker. NATURE: Licensed as a Life and Health broker, no sales, no income received. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: 4250 Veterans Memorial Hwy., Suite 100E, Holbrook NY 11741, United States DESCRIPTION: I am licensed but do not sell, licensed is maintain for client and advisor service only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-04 |
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