Shannon Marie Psotka

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-02-16
MI	RA	APPROVED	2010-09-28

TX RA
APPROVED

Since 2011-02-16
MI RA
APPROVED

Since 2010-09-28

Branch Locations

101 West Big Beaver Road Suite 1200, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Troy	MI	09/1998	Present
Morgan Stanley Smith Barney	Troy	MI	06/2009	Present

09/1998 → Present

Citigroup Global Markets Inc.

Troy, MI
06/2009 → Present

Morgan Stanley Smith Barney

Troy, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-27
S63	Uniform Securities Agent State Law Examination	1997-07-22

S66 Uniform Combined State Law Examination

2010-08-27
S63 Uniform Securities Agent State Law Examination

1997-07-22

View on SEC IAPD

Other Firms

COOK & ASSOCIATES

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

CETERA INVESTMENT ADVISERS LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MAXWELL INVESTMENT ADVISORY SERVICES

Other Investors

MATTHEW PAUL COOK

AMY LYNN ROBERTS

MICHAEL A JUSTIN

BRUCE CRAIG GREENING

STEVEN THOMAS MARLETTE

MICHAEL DAVID VICHUNAS

DAVID JAMES SMOLAREK

Other Offices

COOK & ASSOCIATES · TROY, MI

LPL FINANCIAL LLC · TROY, MI

LPL FINANCIAL LLC · TROY, MI

STATE FARM INVESTMENT MANAGEMENT CORP. · Troy, MI

SPC · Troy, MI

CETERA INVESTMENT ADVISERS LLC · TROY, MI

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Troy, MI

STRAIGHTLINE · TROY, MI

More in Troy, MI

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