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Vicki Lynn Bayley

Stifel, Nicolaus & Company, Incorporated

Modesto, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-06
TX RA APPROVED 2018-09-06
  • CA RA
    APPROVED
    Since 2018-09-06
  • TX RA
    APPROVED
    Since 2018-09-06

Branch Locations

1549 Mchenry Avenue Suite A, Modesto, CA 95350 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Modesto CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Modesto CA 11/2016 09/2018
Stifel Nicolaus & Co Inc Modesto CA 09/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Modesto, CA
  • 11/2016 → 09/2018
    Wells Fargo Clearing Services, Llc
    Modesto, CA
  • 09/2018 → Present
    Stifel Nicolaus & Co Inc
    Modesto, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-18
S63 Uniform Securities Agent State Law Examination 1999-03-05
  • S65 Uniform Investment Adviser Law Examination
    2001-10-18
  • S63 Uniform Securities Agent State Law Examination
    1999-03-05
Other Names
  • Vicki Lynn Guthrie
  • Vicki L Havel
  • Vicki Lynn Havel
  • Vicki Lynn Havel

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
U.S. BANCORP ADVISORS, LLC

Other Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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