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Christopher Robert Ketchen

LPl Financial LLC

Newton, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-31
TX RA APPROVED 2025-01-21
  • MA RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2025-01-21

Branch Locations

275 Grove St Ste 2-400,Ofc4068, Newton, MA 02466 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 10/2013 01/2025
Lpl Financial Llc Newton MA 01/2025 Present
  • 10/2013 → 01/2025
    Ubs Financial Services Inc.
    Boston, MA
  • 01/2025 → Present
    Lpl Financial Llc
    Newton, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-21
S63 Uniform Securities Agent State Law Examination 1996-03-12
  • S65 Uniform Investment Adviser Law Examination
    2025-01-21
  • S63 Uniform Securities Agent State Law Examination
    1996-03-12

View on SEC IAPD

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