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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1995-05-09 |
Branch Locations
1401 Precinct Line Rd, Hurst, TX 76053 • United States
700 Highlander Blvd Ste 335, Arlington, TX 76015-4330 • United States
N Richlnd Hls, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hurst | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Arlington | TX | 03/2020 | Present |
Outside Employment; Certainty of Uncertainty LLC; Contractor of the legal entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-05 |
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