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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2009-07-21
  • WA RA
    APPROVED
    Since 2009-07-21

Branch Locations

12537 15Th Ave Ne Ste 101, Seattle, WA 98125 • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Glendale AZ 07/2009 Present
  • 07/2009 → Present
    Lpl Financial
    Glendale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-09
S63 Uniform Securities Agent State Law Examination 1995-04-12
  • S65 Uniform Investment Adviser Law Examination
    1999-08-09
  • S63 Uniform Securities Agent State Law Examination
    1995-04-12
Other Names
  • Lynn Buzzard

View on SEC IAPD

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