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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-01-01
  • VA RA
    APPROVED
    Since 2008-01-01

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Previous Registrations
  • 2005-11-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
Other Businesses

TRUSTEE FOR MOTHER'S REVOCABLE TRUST; INV REALTED; ST. LOUIS, MO; TRUSTEE; 01/2025; 10 HOURS PER MONTH; 0 DURING TRADING; ACT AS TRUSTEE FOR MOTHER'S REVOCABLE TRUST | POWER OF ATTORNEY FOR MOTHER; INV RELATED; ST. LOUIS, MO; POA; 01/2025; 10 HOURS PER MONTH; 0 DURING TRADING; ACT AS POA FOR MOTHER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-31
S63 Uniform Securities Agent State Law Examination 1995-12-12
  • S66 Uniform Combined State Law Examination
    2005-10-31
  • S63 Uniform Securities Agent State Law Examination
    1995-12-12

View on SEC IAPD

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