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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
GA RA APPROVED 2016-04-27
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • GA RA
    APPROVED
    Since 2016-04-27

Branch Locations

1100 Powers Place, Alpharetta, GA 30009 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Alpharetta GA 09/2015 Present
Kestra Advisory Services, Llc Alpharetta GA 04/2016 Present
Previous Registrations
Other Businesses

Name: KMKSB, LLC Investment Related: No Address: 11680 Great Oaks Way Suite 175 Alpharetta GA 30022 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: owner and operator. Start Date: 2/16/2016 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: my personal production generated acting in the role as a financial advisor. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 1250 Capital of Texas Highway, Building 2 Suite 125 Austin TX 78746 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: oXYGen Financial Tax and Business Services Investment Related: No Address: 11680 Great Oaks Way Suite 175 Alpharetta GA 30022 NOB: Other Other/None of the Above we offer an account aggregation and vault storage service through this entity. Previously we prepared individual and business tax returns. We are no longer in the tax preparation business. Position, Title or Relationship: Co-CEO and Founder Start Date: 1/1/2009 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: vault services provided by the emoney software. Name: oXYGen Financial Insurance, Inc Investment Related: Yes Address: 11680 Great Oaks Way Suite 175 Alpharetta GA 30022 NOB: Insurance Position, Title or Relationship: Co-CEO and Founder Start Date: 3/30/2009 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: fixed insurance business. Name: ALPHARETTA ROTARY FOUNDATION, INC POSITION: I will be serving as the Boards Secretary. This is a completely a volunteer activity. NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 08/16/2024 ADDRESS: 202 Tribble Gap Rd, Suite 200, Cumming GA 30040 DESCRIPTION: developing the Mission, Vision, Values Name: BLANK SLATE FINANCIAL POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/31/2025 ADDRESS: 35 Old Canton St, Alpharetta GA 30009, United States DESCRIPTION: DBA will replace oXYGen Financial. Name: SWEET GUM CABINET COMPANY POSITION: co-owner NATURE: this a cabinet company INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/02/2026 ADDRESS: 745 Atlanta Rd, Cumming GA 30040, United States DESCRIPTION: primary role will be marketing and sales to commercial builders Name: BLANK SLATE BUSINESS SERVICES POSITION: Owner NATURE: this is replacing the current OBA - oXYGen Financial Tax and Business Services INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 03/01/2026 ADDRESS: 35 Old Canton St, Alpharetta GA 30009-3602, United States DESCRIPTION: account aggregation and e-vault services for clients. name: ELEVEN HUNDRED POWERS PLACE LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/12/2026 ADDRESS: 1100 Powers Place, Alpharetta GA 30009, United States DESCRIPTION: maintain the offices.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-19
  • S63 Uniform Securities Agent State Law Examination
    1995-05-19

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