Charles Gordon Carter

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Commonwealth Financial Network
  Waltham, MA
• 07/2013 → Present
  Camelback Retirement Planners
  Phoenix, AZ

Other Businesses

1. FIXED INSURANCE SALES; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 2. CO-OWNER, RUN DMCC, LLC, A PRIVATE ENTITY ESTABLISHED TO FACILITATE SECURITIES, ADVISORY, AND INSURANCE BUSINESS; AS OF 06/30/2023; 40% OF TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED. 3. CO-OWNER, SHYCUS, LLC; PRIVATE ENTITY CREATED TO PROCESS EXPENSES OF SECURITIES BUSINESS AND RECEIVE RENT; AS OF 1/12/2024; 0% OF TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-04-12

Designations

• Chartered Financial Consultant