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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | Buffalo | NY | 05/2017 | Present |
| Lakewater Capital Llc | Skaneateles | NY | 07/2009 | Present |
LakeWater Capital, LLC (Investment Related Business) 3 Fennell St. Suite 3, Skaneateles, NY 13152 Lake Water Capital is an SEC registered Ivestment Advisor (16909) Time dedicated currently exceeds 160 hours per month inclusive of securities trading hours. As managing partner, responsibilities include management and oversight of the firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-15 |
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