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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-02 |
| PA | RA | APPROVED | 2022-02-01 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | King Of Prussia | PA | 06/2019 | 01/2021 |
| E*Trade Capital Management Llc | King Of Prussia | PA | 06/2019 | 01/2021 |
| Unemployed | Devon | PA | 08/2018 | 06/2019 |
| E*Trade Capital Management Llc | Berwyn | PA | 01/2021 | 11/2021 |
| E*Trade Securities Llc | Berwyn | PA | 01/2021 | 11/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 01/2022 | Present |
| Unemployed | Devon | PA | 11/2021 | 01/2022 |
| Charles Schwab & Co., Inc | Radnor | PA | 03/2003 | 08/2018 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-02 |
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