Joseph Franklin Dubrof

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  San Antonio, TX
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Antonio, TX
• 1995-05-22 → 2007-04-02
  Morgan Stanley Dw Inc.
  San Antonio, TX
  San Antonio, TX

Other Businesses

1. JIC Partners; Investment related; Private Investments; Partners; 12/2016; 0,1 2. Gurwitz Properties; Investment related Yes; San Antonio, TX; Real Estate Investments; Managing Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 1; After business hours: 1; To be an acted Managing Partner 3. 3G1D; Investment related Yes; San Antonio TX; Real Estate Investing; President (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 0.5; After business hours: 1 5.*502553- Trust; Investment related-Yes; Atlanta, Georgia; Trustee/Co-Trustee; 06/2005; During business hours: 1; After business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2007-09-18
• S63 Uniform Securities Agent State Law Examination
  1995-05-19

Other Names

• Joe Dubrof