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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-22
PA RA APPROVED 2006-06-14
  • TX RA
    APPROVED_RES
    Since 2017-09-22
  • PA RA
    APPROVED
    Since 2006-06-14

Branch Locations

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Swarthmore, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Conshohocken PA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-13
  • S66 Uniform Combined State Law Examination
    2006-06-13
Other Names
  • Barbara Elaine Hammond

View on SEC IAPD

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